Financial Regulatory
Financial regulations are complex. Your strategy shouldn’t be.
Delphi’s Financial Regulatory Team has extensive experience in financial regulation and works with a wide range of regulatory issues related to banks and other financial companies.
We have worked at the Swedish Financial Supervisory Authority and at both large and small credit institutions – as lawyers, compliance officers, and senior decision-makers. We are regulatory specialists who understand our clients’ businesses and provide pragmatic advice that generate value.
Examples of areas we handle:
• License applications to the Swedish Financial Supervisory Authority
• Supervisory matters, sanctions and other decisions by the Swedish Financial Supervisory Authority
• AML
• Banking law
• Credits & Consumer Credits
• M&A involving banks and other financial companies
• GAP analysis and implementation of new regulations
• Steering documents – drafting, reviewing, and revising
• Governance, risk management, and control
• Payment services
• Outsourcing of financial activities
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